| ACQUIRING COMPANY | ACQUIRED, SELLING OR TARGET COMPANY | TYPE OF TRANSACTION | MATTER CLIENT |
| Principal Financial Group
|
Washington Mutual
|
Sale of WM Advisors
|
Washington Mutual
|
| Lehman Brothers Holdings
|
Neuberger Berman
|
Acquisition
|
Lehman Brothers Holdings
|
| Sanders Morris Harris
|
Edelman Financial
|
Sale
|
Transaction Counsel for Edelman Financial
|
| Credit Suisse Group
|
Warburg Pincus Asset Management
|
Acquisition
|
Credit Suisse Group
|
| Ramius HVB Partners
|
HVB Alternative Investment
|
Merger
|
HVB Alternative Investment
|
| AEA Investors
|
Aetos Capital
|
Merger
|
AEA Investors
|
| Affiliated Managers Group
|
Chicago Equity Partners
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
First Asset Management
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
AQR Capital Management
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
Genesis Holdings International
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
M.J. Whitman Companies
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
Friess Associates
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
Welch & Forbes
|
Acquisition
|
Affiliated Managers Group
|
| Affiliated Managers Group
|
Rorer Asset Management
|
Acquisition
|
Affiliated Managers Group
|
| Credit Suisse Group
|
Warburg Pincus Asset Management
|
Acquisition
|
Transaction Counsel for Credit Suisse
|
| American International Group
|
John McStay Investment Counsel
|
Acquisition
|
American International Group
|
| Phoenix Insurance
|
Harris Investment Management
|
Adoption of Fund Complex
|
Transaction Counsel for Phoenix Insurance
|
| Legg Mason
|
Royce & Associates
|
Sale
|
Royce & Associates
|
| PNC Bank
|
BlackRock Financial Management
|
Sale
|
BlackRock Financial Management
|
| Zurich Insurance
|
Kemper Corporation
|
Sale
|
Kemper Corporation
|
| Neuberger Berman
|
Lipper & Company
|
Sale of High-Yield Debt Division
|
Lipper & Company
|
| J Net Enterprises
|
Epoch Investment Partners
|
Sale
|
William Priest
|
| Sociéte Générale
|
Cowen & Co.
|
Acquisition
|
Sociéte Générale
|
| Overture Asset Managers
|
Avatar Investors Associates
|
Acquisition
|
Overture Asset Managers
|
| MJX Asset Management
|
Barclays Bank
|
Acquisition of U.S. CDO Management Business
|
MJX Asset Management
|
| Legg Mason
|
Lehman Brothers Global Asset Management Limited
|
Sale
|
Lehman Brothers Global Asset Management Limited
|
| CypressTree Investments
|
Manufacturers Securities
|
Sale
|
Manufacturers Securities
|
| The Chase Manhattan Corporation
|
Hambrecht & Quist Group
|
Acquisition
|
The Chase Manhattan Corporation
|
| Phoenix Home Life
|
Phoenix Investment Partners
|
Buy-In of Minority Interest
|
Salomon Smith Barney
|
| Wachovia Corporation
|
Offitbank Holdings
|
Merger
|
Credit Suisse First Boston
|
| Old Mutual
|
United Asset Management
|
Acquisition
|
Credit Suisse First Boston
|
| Allianz
|
PIMCO Advisors
|
Sale
|
Salomon Smith Barney
|
| Nationwide Mutual Insurance Company
|
Gartmore Investment Limited
|
Acquisition
|
Schroders & Co.
|
| Northwestern Mutual Life
|
Frank Russell
|
Sale
|
Credit Suisse First Boston
|
| Alliance Capital Management
|
Sanford Bernstein
|
Sale
|
Merrill Lynch
|
| PIMCO Advisors
|
Oppenheimer Capital
|
Sale
|
Oppenheimer Capital
|
| Salomon Brothers
|
Lehman Management
|
Sale
|
Lehman Management
|
| Smith Barney
|
Shearson Lehman Brothers
|
Sale
|
Shearson Lehman Brothers
|
| Travelers Group
|
Salomon
|
Merger
|
Salomon Brothers Asset Management
|
| Federated Investors
|
Lehman Brothers
|
Sale
|
Lehman Brothers
|
| IDS International
|
Lehman Brothers Global Asset Management Limited
|
Sale
|
Lehman Brothers Global Asset Management Limited
|
| Liberty Financial
|
The Crabb Huson Group
|
Acquisition
|
Salomon Smith Barney
|
| AMT Capital Advisers
|
Lehman Brothers Global Asset Management
|
Sale
|
Lehman Brothers Global Asset Management
|
| Comstock Partners
|
The Dreyfus Corporation
|
Acquisition
|
Comstock Partners
|
